Query related to Investment Performance Advertising / Performance-advertising.de

Investment Performance Advertising : websites on the same subject

1

Performance Advertising: Why an RIA …

October 11, 2017

As RIA compliance consultants, we recommend that investment advisers exercise extreme caution when it comes to performance advertising.

Link between the website and the query : 97 %

Quality and density of the query / crawled pages : 8,19 %

See details :

riainabox.com

2

Performance Advertising for …

October 11, 2017

Although not specifically prohibited, investment advisers should be cautious when using performance data in advertising as the securities regulator may claim that the ...

Link between the website and the query : 95 %

Quality and density of the query / crawled pages : 3,24 %

3

Investment Advisors Performance …

October 11, 2017

Registered investment advisors should heed advice from Lexington Compliance and be cautious before proceeding with performance advertising.

Link between the website and the query : 91 %

Quality and density of the query / crawled pages : 4,41 %

See details :

scottrade.com

4

ADVERTISING BY INVESTMENT ADVISERS Michael S. …

October 11, 2017

ADVERTISING BY INVESTMENT ADVISERS Michael S. Caccese and Christina H. Lim1 ... As a general matter, investment adviser performance must be advertised after the

Link between the website and the query : 88 %

Quality and density of the query / crawled pages : 8,34 %

See details :

klgates.com

5

Top 5 tips for investment performance …

October 11, 2017

24/09/2009 · Top 5 tips for investment performance advertising ... Financial writer-editor Susan Weiner, CFA, blogs here about investment and wealth management ...

Link between the website and the query : 88 %

Quality and density of the query / crawled pages : 7,57 %

See details :

blogspot.com

6

6 ways to advertise your investment …

October 11, 2017

6 ways to advertise your track record and not fun afoul of regulators' wrath - Brian Hamburger debunks advertising myths that scare RIAs from showing off their tracks ...

Link between the website and the query : 86 %

Quality and density of the query / crawled pages : 8,76 %

See details :

riabiz.com

7

Final Rule: Amendments to Investment …

October 11, 2017

Final Rule: Amendments to Investment Company Advertising Rules. SECURITIES AND EXCHANGE COMMISSION. 17 CFR Parts 230, 239, 270, and 274 [Release Nos. 33 …

Link between the website and the query : 83 %

Quality and density of the query / crawled pages : 8,17 %

See details :

sec.gov

8

Performance Advertising for …

October 11, 2017

RIA Compliance Consultants is also conducting a webinar, Performance Advertising for Investment Advisers, on Thursday, ... Investment Advisor Software and Tools;

Link between the website and the query : 82 %

Quality and density of the query / crawled pages : 5,49 %

See details :

scottrade.com

9

Advertising Rules for Private Funds: …

October 11, 2017

Advertising by investment advisers is subject to general ... which create a widely-accepted methodology for presenting investment performance in a ...

Link between the website and the query : 81 %

Quality and density of the query / crawled pages : 1,26 %

See details :

bna.com

10

Securities Regulation & Law Report - Morrison & Foerster

October 11, 2017

INVESTMENT ADVISERS Advertising Rules for Private Funds: Performance Enhancements Prohibited BY THOMAS DEVANEY,KELLEY HOWES, AND …

Link between the website and the query : 80 %

Quality and density of the query / crawled pages : 7,12 %

See details :

mofo.com

11

Investment Adviser Performance and …

October 11, 2017

Course Description: Investment adviser advertising continues to be one of the top problem areas identified by the SEC. Advertising and performance often present ...

Link between the website and the query : 78 %

Quality and density of the query / crawled pages : 0,03 %

See details :

nrs-inc.com

12

INVESTMENT ADVISER PERFORMANCE ADVERTISING: …

October 11, 2017

- 2 - The Division in 2004 further clarified that performance information (including performance of specific securities recommended by an adviser) provided in ...

Link between the website and the query : 71 %

Quality and density of the query / crawled pages : 0,46 %

See details :

willkie.com

13

United States Investment Performance …

October 11, 2017

The United States Investment Performance Committee serves as the official local sponsoring organization (country sponsor) for the Global Investment Performance ...

Link between the website and the query : 70 %

Quality and density of the query / crawled pages : 5,81 %

See details :

cfainstitute.org

14

GIPS - The Global Investment …

October 11, 2017

The Global Investment Performance Standards (GIPS ®) are a set of standardized, industry-wide ethical principles that provide investment management firms with ...

Link between the website and the query : 70 %

Quality and density of the query / crawled pages : 6,84 %

See details :

gipsstandards.org

15

Investment Adviser Performance Marketing and Advertising …

October 11, 2017

Performance advertising by investment advisers is regulated ... account regulatory and no-action letter guidance, including Horizon (relating to portability),

Link between the website and the query : 70 %

Quality and density of the query / crawled pages : 2,69 %

See details :

jackolg.com

16

Regulation of Mutual Fund Performance Advertising:

October 11, 2017

Mutual Fund Performance Advertising: Inherently and Materially Misleading? Alan R. Palmiter & Ahmed E. Taha* Overview of the Mutual Fund Market

Link between the website and the query : 68 %

Quality and density of the query / crawled pages : 0,67 %

See details :

bepress.com

17

Performance Advertising Lawyer | …

October 11, 2017

Jacko Law Group provides advice on performance advertising regulations. Call us in San Diego for performance advertising attorneys.

Link between the website and the query : 66 %

Quality and density of the query / crawled pages : 5,68 %

See details :

jackolg.com

18

Performance Advertising for …

October 11, 2017

Our 12 February session will focus on performance calculations and advertising under the US Investment Advisers Act of 1940. This session will be of interest to asset ...

Link between the website and the query : 65 %

Quality and density of the query / crawled pages : 3,23 %

See details :

dechert.com

19

Approving Advertising & Marketing …

October 11, 2017

Advertising continues to be one of the primary focus areas of the SEC during investment adviser examinations. More specifically, performance advertising is …

Link between the website and the query : 62 %

Quality and density of the query / crawled pages : 2,35 %

20

Philip Lawton, CFA, CIPM Charlottesville, U.S.A.

October 11, 2017

OVERVIEW OF THE GLOBAL INVESTMENT PERFORMANCE STANDARDS Philip Lawton, CFA, CIPM Charlottesville, U.S.A. Contents 1 INTRODUCTION ...

Link between the website and the query : 62 %

Quality and density of the query / crawled pages : 8,16 %

See details :

cfainstitute.org