Query related to Clearing Broker Definition / Broker Définition

Clearing Broker Definition : websites on the same subject

1

What is Clearing Broker? definition and meaning

January 10, 2019

Definition of clearing broker: A broker who specifically mediates the transactions between an investor and a clearing corporation. As with any other...

Link between the website and the query : 97 %

Quality and density of the query / crawled pages : 4,82 %

See details :

investorwords.com

2

What is a broker? definition and meaning

January 10, 2019

Definition of broker: An individual or firm which acts as an intermediary between a buyer and seller, usually charging a commission. For securities and...

Link between the website and the query : 91 %

Quality and density of the query / crawled pages : 0,43 %

See details :

investorwords.com

3

What is customs broker? definition and meaning ...

January 10, 2019

When Jack wanted to start exporting his wicker furniture to India, he made sure to hire a competent customs broker to navigate the rules and regulations that would allow him to get his chairs from the U.S. into an Indian storefront.

Link between the website and the query : 91 %

Quality and density of the query / crawled pages : 7,10 %

See details :

businessdictionary.com

4

12 CFR 218 and 17 CFR 247 - SEC.gov

January 10, 2019

Regulation R: Exceptions for Banks from the Definition of Broker in the Securities Exchange Act of 1934 — A Small Entity Compliance Guide 1 12 CFR 218 and 17 CFR 247

Link between the website and the query : 88 %

Quality and density of the query / crawled pages : 1,40 %

See details :

sec.gov

5

Section 3(a)(34) of the Exchange Act (15 U.S.C. …

January 10, 2019

The term “member” when used with respect to a national securities exchange means (i) any natural person permitted to effect transactions on the floor of the exchange without the services of another person acting as broker, (ii) any registered broker or dealer with which such a natural person is associated, (iii) any registered broker or ...

Link between the website and the query : 86 %

Quality and density of the query / crawled pages : 8,32 %

See details :

law.cornell.edu

6

Customs broker - Wikipedia

January 10, 2019

Custom brokers may be employed by or affiliated with freight forwarders, independent businesses, or shipping lines, importers, exporters, trade augthorities, and customs brokerage firms.

Link between the website and the query : 84 %

Quality and density of the query / crawled pages : 6,46 %

See details :

wikipedia.org

7

Depository Trust & Clearing Corporation (DTCC) - …

January 10, 2019

Clearing brokers are critical links between clearing corporations and investors. Clearing brokers are exchange members, who help ensure that trades settle appropriately and transactions are ...

Link between the website and the query : 81 %

Quality and density of the query / crawled pages : 6,15 %

See details :

investopedia.com

8

Exchange Execution and Clearing Fees - …

January 10, 2019

Non-members will be charged an additional NFA Regulatory Fee of $0.02 per contract. Members of exchanges are entitled to discounted Exchange Execution and Clearing fees.

Link between the website and the query : 79 %

Quality and density of the query / crawled pages : 7,38 %

See details :

tradestation.com

9

The Role Of The Prime Broker | Hedge Fund …

January 10, 2019

Hedge fund managers often trade with a number of brokers. The fund’s prime broker (if they have designated one) provides a consolidation service—this means the executing brokers are instructed to settle all trades with the prime broker.

Link between the website and the query : 79 %

Quality and density of the query / crawled pages : 4,46 %

See details :

hedgefundmarketing.org

10

Kenya Clearing & Forwarding Agents | Kenya …

January 10, 2019

Kenya Clearing & Forwarding Agents | Kenya Freight Forwarders - Customs Clearance . Clearing & Forwarding Agents acts like an intermediary between a shipper (person shipping or cargo owners) border control/ customs authorities and other logistics providers on chain supply logistics.

Link between the website and the query : 78 %

Quality and density of the query / crawled pages : 5,83 %

See details :

co.ke

11

Frequently Asked Questions (FAQ) regarding Anti …

January 10, 2019

For further information on Anti-Money Laundering requirements, please visit the FINRA Anti-Money Laundering (AML) page. General Requirements. 1.

Link between the website and the query : 76 %

Quality and density of the query / crawled pages : 5,42 %

See details :

finra.org

12

Becoming a Regulated Dealer

January 10, 2019

1. Eligibility for Membership A Canadian entity is eligible for Membership in IIROC if: it is formed under Canadian federal, provincial or territorial law.

Link between the website and the query : 75 %

Quality and density of the query / crawled pages : 7,46 %

See details :

iiroc.ca

13

Frequently Asked Questions about the Amendments …

January 10, 2019

On October 25, 2001, the SEC adopted amendments to Rules 17a-3 and 17a-4. The purpose of this Notice is to address some frequently asked questions about the SEC requirements.

Link between the website and the query : 75 %

Quality and density of the query / crawled pages : 1,37 %

See details :

finra.org

14

Final Rule: Definition of Terms in and Specific …

January 10, 2019

Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks Under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934

Link between the website and the query : 72 %

Quality and density of the query / crawled pages : 2,41 %

See details :

sec.gov

15

Option (finance) - Wikipedia

January 10, 2019

In finance, an option is a contract which gives the buyer (the owner or holder of the option) the right, but not the obligation, to buy or sell an underlying asset or instrument at a specified strike price prior to or on a specified date, depending on the form of the option.

Link between the website and the query : 68 %

Quality and density of the query / crawled pages : 2,45 %

See details :

wikipedia.org

16

7 U.S. Code § 1a - Definitions | US Law | LII / Legal ...

January 10, 2019

is exempt from the definition of the term “exchange” under such section 3(a)(1) [15 U.S.C. 78c(a)(1)] by rule or regulation of the Securities and Exchange Commission on terms that require compliance with regulations of its trading functions.

Link between the website and the query : 68 %

Quality and density of the query / crawled pages : 4,10 %

See details :

law.cornell.edu

17

TradeStation | New Simplified Low-Cost Commission …

January 10, 2019

Get low-cost simplified pricing for stocks, options and futures. Pay just $5 per trade for stocks, with no software fees and free market data.

Link between the website and the query : 67 %

Quality and density of the query / crawled pages : 1,81 %

See details :

tradestation.com

18

Treasury Market Group Warns of Clearing Risks in …

January 10, 2019

13/07/2018 · “The Treasury market has changed significantly in terms of participants, access, platforms, speed and electronification, but clearing and settlement hasn’t changed very much,” Tom Wipf, vice ...

Link between the website and the query : 64 %

Quality and density of the query / crawled pages : 5,75 %

See details :

bloomberg.com

19

Future | Definition of Future by Merriam-Webster

January 10, 2019

Adjective. We cannot predict future events. Future generations will benefit from this research. Noun. We're making plans for the future. They will hire more people sometime in the future.

Link between the website and the query : 62 %

Quality and density of the query / crawled pages : 4,19 %

See details :

merriam-webster.com

20

Contract | Definition of Contract by Merriam …

January 10, 2019

Choose the Right Synonym for contract. Verb. contract, shrink, condense, compress, constrict, deflate mean to decrease in bulk or volume. contract applies to a drawing together of surfaces or particles or a reduction of area or length.

Link between the website and the query : 62 %

Quality and density of the query / crawled pages : 1,88 %

See details :

merriam-webster.com